Ann Began Furman

Carlton Fields Jorden, Burt PA

Ann Furman has more than 30 years of experience representing broker-dealers, investment advisers, investment companies, insurance companies, and transfer agents in complex regulatory matters arising under the federal and state securities laws, FINRA Rules, and state insurance laws.

Ann regularly advises broker-dealers and distributors of mutual funds, variable insurance products, and other securities on regulatory and compliance issues, including supervision, compensation arrangements, suitability, advertising and marketing, books and records, net capital, and new member application (NMA) and continuing member application (CMA) filings with FINRA.

She has extensive experience advising financial services clients on new variable insurance product and mutual fund design, and related issues including registration, disclosure, applications for exemptions, requests for no-action, and status questions under the federal securities laws.

Ann also has counseled clients on the impact of the Department of Labor’s fiduciary rule and related exemptions with regard to insurance products used to fund retirement plans and individual retirement accounts.

Ann represents clients in internal investigations, regulatory compliance inspections and examinations, and regulatory enforcement matters. She served as an SEC-approved independent compliance consultant retained as part of the resolution of an SEC enforcement action.

Education:

  • Georgetown University Law Center (J.D., 1987)
    • Law and Policy in International Business
  • University of California, Berkeley (B.S., with honors, 1978)

Professional & Community Involvement:

  • Member, Association of Life Insurance Counsel
  •  Member, American Bar Association
    • Subcommittee on Securities Activities of Insurance Companies, Business Law Section
  • Member, District of Columbia Bar
    • Investment Management Committee
  • Member, Insured Retirement Institute
    • Securities Regulatory and Advocacy Committee
    • Broker-Dealer Committee
  • Member, Catholic Charities of the Diocese of Arlington
    • Special Gifts Committee

Cost

Rate : $$$

What types of cases Attorney Ann Began Furman & Carlton Fields Jorden, Burt PA can handle?
Carlton Fields Jorden, Burt PA can handle cases related to laws concerning Financial Services, Insurance, Business, Advertising. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Carlton Fields Jorden, Burt PA located?
Carlton Fields Jorden, Burt PA is located at 2000 Avenue of the Stars, Los Angeles, CA 90067, USA. You can reach out to Carlton Fields Jorden, Burt PA using their phone line 310.843.6370. You can also check their website carltonfields.com.
How much would it cost to hire Carlton Fields Jorden, Burt PA?
Ann Began Furman lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Carlton Fields Jorden, Burt PA
Avenue of the Stars 2000
Los Angeles 90067 CA US
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