Carolyn Walsh helps financial services firms communicate with Congress and federal regulatory and banking agencies about novel public policy, regulatory and enforcement challenges. She utilizes an insightful understanding of financial products, participants, markets, and regulations to develop effective strategies for clients who seek to advocate for policy or regulatory change.
Financial services firms call on Carolyn to help navigate capital markets policy and regulation, with a particular focus on trends and issues relating to the municipal security and fixed income markets.
She also advises clients with respect to issues involving the Puerto Rico crisis, regulation of innovative investment and trading products and platforms, the designation of globally significant financial institutions and market utilities, credit rating agency reform, and compliance, governance, and risk management issues facing banks and other financial market participants.
With nearly 14 years of experience in senior positions at two leading securities and banking industry associations and at the Municipal Securities Rulemaking Board (MSRB), Carolyn has multifaceted, relevant insight and the ability to resolve many of her clients’ most pressing issues.
She represents clients before Congress, the Commodity Futures Trading Commission (CFTC), the Securities Exchange Commission (SEC), the Treasury Department, and other regulatory agencies that implement financial reform regulation, such as the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), and the Federal Deposit Insurance Corporation (FDIC).
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