Domenick Pugliese

Schiff Hardin LLP

$ $$$

5th Avenue 666
New York 10103 NY US

Domenick Pugliese has broad, in-depth experience regarding all aspects of Investment Company Act and Investment Advisers Act regulation. Dom counsels all types of investment companies, including mutual funds, closed-end funds, exchange-traded funds, and business development companies.

He dedicates a substantial portion of his practice to advising independent trustees and directors of mutual funds and variable annuity trusts. For Dom, representing independent trustees of investment companies is not a side business.

Dom views his role as a multi-faceted one. Not only does he counsel boards on their statutory and regulatory obligations, but he also ensures that boards understand how to represent the best interests of shareholders.

He coordinates Executive Sessions so that independent trustees can ask questions and set strategic priorities. Between meetings, Dom fields questions regarding independent trustees’ duties and responsibilities and fund operation. Chief compliance officers rely on Dom’s advice, and he often serves as a liaison between CCOs and their boards.

Before entering private practice, Dom was a deputy general counsel for the Alliance Mutual Funds and in-house counsel to the Prudential Mutual funds.

EDUCATION:’

  • George Washington University Law School, J.D., 1986
  • State University of New York Binghamton, B.S. , 1983

BAR ADMISSIONS:

  • New York

PROFESSIONAL MEMBERSHIPS:

  • New York State Bar Association
  • New York City Bar Association, Investment Companies Committee

Cost

Rate : $$$$

What types of cases Attorney Domenick Pugliese & Schiff Hardin LLP can handle?
Schiff Hardin LLP can handle cases related to laws concerning Securities & Investment Fraud, Advertising. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Schiff Hardin LLP located?
Schiff Hardin LLP is located at 666 5th Ave #1700, New York, NY 10103, USA. You can reach out to Schiff Hardin LLP using their phone line 212.745.0842. You can also check their website schiffhardin.com or email them at [email protected].
How much would it cost to hire Schiff Hardin LLP?
Domenick Pugliese lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Schiff Hardin LLP
5th Avenue 666
New York 10103 NY US
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Lina Stillman

5.0
Broadway 42
New York 10006 NY US
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