Holly Stein Sollod concentrates her nationwide trial practice in securities and complex commercial litigation and arbitration. Holly brings more than 30 years of experience in both New York and Colorado to her practice representing public and private companies and individuals in high-stakes securities litigation and arbitration, shareholder derivative suits, SEC and FINRA investigations and enforcement matters and bet-the-company complex commercial litigation, including class actions.
Clients turn to Holly because of her proven track record of obtaining results that meet each client’s unique needs. As a former Director of Arbitrations at the American Stock Exchange, she brings practical knowledge and experience to her arbitration practice.
As a Fellow in the College of Commercial Arbitrators and the National Academy of Distinguished Neutrals, Holly is also an experienced arbitrator and mediator and has handled hundreds of alternative dispute resolution matters in securities and commercial cases.
Holly represents clients in all aspects of securities litigation, including class actions, shareholder derivatives, regulatory investigations, and private securities. This includes securities, derivative, RICO class actions, SEC and stock exchange investigations and arbitrations, internal investigations, suits claiming breach of fiduciary duty, misconduct by corporate directors, and corporate governance litigation arising from M&A transactions.
Holly’s clients include companies and their senior executives facing regulatory investigations and enforcement actions by the SEC, FINRA, and other regulatory organizations. Holly has years of experience defending companies and their officers and directors in SEC and FINRA enforcement proceedings and investigations, conducting internal corporate investigations, and acting as counsel to Special Litigation Committees.
Holly’s practice also focuses on a wide variety of complex commercial litigation claims, involving breach of contract, fraud, RICO, COCCA, cybersecurity, consumer class actions, lender liability, TILA, FCRA, and TCPA class actions.
- New York University School of Law, J.D., 1981
- Cornell University, B.A., 1978
- New York
Professional and Civic Affiliations:
- Colorado Bar Association, Securities Litigation Subcommittee, Founder and Former Chair
- College of Commercial Arbitrators, Fellow
- Board of Arbitrators, FINRA, and the American Arbitration Association Member since 1986
- Faculty of Federal Advocates, Member
- American Bar Association Foundation, Fellow 2016-2018
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