James G. Martignon counsels clients in the investment management, broker-dealer and financial services industries on regulatory enforcement proceedings and investigations, including proceedings by the U.S. Securities & Exchange Commission (SEC), FINRA, state securities regulators and other government entities.
James assists clients with compliance and regulatory risk management and represents them in complex civil and securities litigation. James represents investment advisers, broker-dealers and financial services firms and professionals in regulatory proceedings and complex civil litigation, involving :
Alleged Ponzi schemes and insurance fraud
Selling away activities by registered representatives
Sales, supervision and product due diligence of fixed-income products
Failed advisory firms
Before his legal career, James worked as a financial analyst in international finance and consulting, including in the former Soviet Union and Eastern Europe.
Education :
Washington University School of Law, J.D. (2002)
Georgetown University, B.S.F.S. (1991)
Bar Admissions : Illinois
Court Admissions :
U.S. District Court for the Northern District of Illinois
U.S. Court of Appeals for the Seventh Circuit
Professional Associations : National Society of Compliance Professionals
Cost
Rate : $$$
What types of cases Attorney James Martignon & Faegre Baker Daniels LLP can handle?
Faegre Baker Daniels LLP can handle cases related to laws concerning Financial Services, Litigation, Business. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Faegre Baker Daniels LLP located?
Faegre Baker Daniels LLP is located at 311 South Wacker, 311 S Wacker Dr #4300, Chicago, IL 60606, USA. You can reach out to Faegre Baker Daniels LLP using their phone line 312.356.5124. You can also check their website faegrebd.com or email them at james.martignon@FaegreBD.com.
How much would it cost to hire Faegre Baker Daniels LLP?
James Martignon lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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