Corporate Boulevard Northwest 1905Boca Raton 33431 FL US
James Rollins is a partner in Nelson Mullins Riley & Scarborough’s Boston office.
- University of Virginia School of Law, JD (1989)
- Princeton University, AB, cum laude (1984)
- U.S. District Court for the District of Connecticut
- Experience in securities litigation focusing his practice on the representation of financial institutions (including broker dealers, investment management firms, hedge funds, and banks) in securities regulatory and enforcement defense; and in disputes arising with principals, investors, and employees
- Handles general commercial litigation, creditors’ rights and bankruptcy, and intellectual property matters, as well as First Amendment and related issues in which he represents publishers, broadcasters, and individuals
- Served as a national coordinating counsel for a New York-based broker dealer in connection with multimillion-dollar fraud claims arising from research analyst’s work brought through more than 100 arbitrations and tried or otherwise resolved many as lead counsel
- Represented a Boston-based investment management firm in claims brought by the SEC and several state regulatory authorities arising from alleged improper market-timing by some of the firm’s customers and alleged related deficiencies in the firm’s fund disclosures
- Securities Industry and Financial Markets Association’s Compliance and Legal Division
- American Society of International Law
- Member, Business Law, International Law and Practice, Labor and Employment Law and Litigation Sections, and Communication Law Forum, American Bar Association
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