Jeffrey B. Kaplan

Dimond Kaplan & Rothstein PA

$ $$$

Wall Street 14
New York 10005 NY US

Jeffrey Kaplan is an lawyer who focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual and institutional investors in stockbroker misconduct and securities and investment fraud matters.

He also represents securities industry professionals in U-4, U-5, and promissory note disputes. In 2012, FINRA nominated Mr. Kaplan to serve on the National Arbitration and Mediation Committee, which is an advisory committee that makes recommendations and drafts rules, regulations, and procedures governing FINRA arbitration.

He has extensive experience handling NASD, FINRA, NYSE, and AAA securities arbitration matters and has recovered millions of dollars on behalf of defrauded investors. Mr. Kaplan has authored a number of articles on stockbroker misconduct, and he is a recognized authority on the subject.

He often serves as a guest lecturer on securities fraud and stockbroker misconduct, and has been invited to speak to investor groups, accountants, and other professionals throughout the country concerning investor protection.

Mr. Kaplan is a past Chairperson and current Board member of the Young Philanthropists of Baptist Health. He also is a former Chairperson of a Florida Bar Grievance Committee and a member of the Miami-Dade County Bar Association SEC Litigation Committee.

He is active in the Greater Miami Jewish Federation Attorneys Division and is a Member of the Miami Innovation Fund, which provides pre-seed funding to technology start ups.

Education:

  • University of Miami School of Law, Coral Gables, Florida, J.D. – 1994
  • University of California, Berkeley, California, B.A. – 1991

Bar Admissions:

  • Florida, 1995
  • California
  • Oregon
  • U.S. District Court Southern District of Florida
  • U.S. District Court Middle District of Florida
  • U.S. District Court Southern District of California
  • U.S. District Court Central District of California
  • U.S. District Court Northern District of California
  • U.S. District Court Eastern District of California

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Wall Street 14
New York 10005 NY US
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Lina Stillman

5.0
Broadway 42
New York 10006 NY US
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