Martin Dozier is a member of the firm’s Financial Services & Products Group and REIT Team. He focuses his practice on the representation of business development companies (BDCs), as well numerous alternative investment vehicles, including public and private companies.
Martin counsels clients in the intricate requirements governing alternative investment vehicles, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
Martin represents some of the largest BDC sponsors and advises on a broad range of matters, including fund formation, public securities offerings, private placements, mergers and acquisitions, securities regulation, securities law compliance and corporate governance-related matters.
Martin also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities.
Martin has experience in negotiating a variety of complex business combinations, including mergers, leveraged buyouts, debt offerings, purchases of stock and assets, sales of divisions and joint ventures.
Martin received his J.D., cum laude, from the University of Georgia School of Law, where he was a notes editor and editorial board member of the Georgia Law Review. He received a B.S., summa cum laude, from the Georgia Institute of Technology. He is admitted to practice in Georgia and is a member of the Georgia State Bar.
- University of Georgia (J.D., 2001)
- Georgia Institute of Technology (B.S., 1998)
Bar Admissions : Georgia
Memberships : CFA Institute’s Claritas® Investment Certificate
Rate : $$$