MaryJeanette Dee

Sheppard, Mullin, Richter & Hampton LLP

MaryJeanette Dee is a partner in the Government Contracts, Investigations and International Trade Practice Group in the firm’s New York office where she is the Team Leader of the Securities Enforcement Team and a member of the firm’s Executive Committee. She also serves as the Firm’s Co-Managing Partner. Ms. Dee concentrates in internal investigations and regulatory and white collar criminal defense.

Ms. Dee frequently represents banks, broker-dealers, investment advisers, corporate officers, financial advisors and other securities professionals in connection with domestic and cross-border investigations and inquiries by U.S. Attorney’s Offices for the Southern and Eastern Districts of New York, the SEC, the CFTC, FINRA, the NY Attorney General’s Office, the FRB, the NY Department of Financial Services and other governmental entities and self-regulatory organizations.

She has conducted numerous internal investigations into a wide variety of allegations, including insider trading, trading and position valuation issues, misuse of confidential information, embezzlement, money laundering and BSA/AML issues, sanctions compliance and retail brokerage sales practice violations. Representative engagements include:

  • Representation of a global investment bank and a U.S. broker-dealer in connection with SEC and FINRA investigations involving the SEC’s Market Access Rule (Rule 15c3-5);
  • Representation of the Private Bank division of a global investment bank in connection with FINRA, SEC and state securities regulatory inquiries and investigations;
  • Representation of the Audit Committee of a non-profit organization in connection with whistleblower allegations of contracting irregularities;
  • Representation of global investment bank in connection with whistleblower allegations of improper marking-to-market of equity derivatives;
  • Representation of a financial advisor in connection with money laundering investigation by the U.S. Attorney’s Office for the Southern District of Florida;
  • Representation of senior mortgage finance professionals in RMBS-related investigations and litigations;
  • Representation of a retail branch manager in connection with FINRA Ponzi scheme investigation.

In 1993, Ms. Dee served as Special District Attorney in the Middlesex County District Attorney’s Office in Massachusetts. She obtained convictions in bench and jury trials for credit card fraud, aggravated assault, stalking and other felony crimes.

Education:

  • J.D., Harvard Law School, 1990, cum laude
  • B.A., Wells College, summa cum laude

Admissions:

  • New York
  • U.S. District Courts for the Southern and Eastern Districts of New York

Cost

Rate : $$$

What types of cases Attorney MaryJeanette Dee & Sheppard, Mullin, Richter & Hampton LLP can handle?
Sheppard, Mullin, Richter & Hampton LLP can handle cases related to laws concerning Financial Services, Corporate, Litigation, White Collar Crime, International Law, Government. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Sheppard, Mullin, Richter & Hampton LLP located?
Sheppard, Mullin, Richter & Hampton LLP is located at Rockefeller Plaza, Rockefeller Plaza, New York, NY 10111, USA. You can reach out to Sheppard, Mullin, Richter & Hampton LLP using their phone line 212.634.3079. You can also check their website sheppardmullin.com or email them at [email protected].
How much would it cost to hire Sheppard, Mullin, Richter & Hampton LLP?
MaryJeanette Dee lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Sheppard, Mullin, Richter & Hampton LLP
Rockefeller Plaza
New York 10111 NY US
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Main Street 71-18
11367 NY US
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Broadway 42
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