Nancy O’Hara

Drinker Biddle & Reath LLP

$ $$$

Logan Square 1
Philadelphia 19103 PA US

Nancy P. O’Hara provides counseling to investment companies, fund boards and their independent trustees, investment advisers and broker-dealers.

Her clients trust her advice on day-to-day matters, as well as the applicability and interpretation of federal and state securities laws relating to all aspects of formation, registration and ongoing operations of open-end and closed-end investment companies, regulatory filings, compliance policies and procedures; and various transactional matters, such as open and closed-end mergers and acquisitions.

She drafts, reviews and provides advice on securities and stock exchange filings such as registration statements on Forms N-1A, N-2 and N-14, proxy statements and solicitation materials, information statements, exchange listing applications, exemptive applications and shareholder reports, in addition to state law filings, compliance policies and procedures and contracts.

Nancy also regularly counsels fund boards and related parties on fund governance, fiduciary duties and compliance. She also counsels investment advisers and broker-dealers on formation, regulatory and compliance matters such as ADV and B-D registration, SEC and FINRA inspections, and compliance policies and procedures. Nancy has practiced in this area for more than 15 years.

Experience :

  • Counseled investment advisers with respect to their obligations under federal and state securities laws.
  • Represented funds and their boards in internal and external fund reorganizations and fund adoptions.
  • Represented closed-end fund in several rights offerings, including managing the registration process through the SEC and NYSE listing application process in addition to counseling the fund’s board on regulatory and compliance matters relating to rights offerings.
  • Drafted, reviewed and negotiated agreements, including essential fund and adviser contracts, revenue-sharing contracts and non-disclosure agreements.
  • Assisted in representation of investment advisers and investment companies in obtaining exemptive orders from the SEC relating to an actively managed ETF, mixed and shared funding, manager of managers structure and managed distribution policy.
  • Assisted in representation of various investment companies in connection with the launch of new alternative strategy funds.

Education :

  • Villanova University School of Law, J.D., cum laude, Villanova Law Review
  • Susquehanna University, B.A., magna cum laude

Bar Admissions : New Jersey, Pennsylvania

Cost

Rate : $$$$

Contact for details

What types of cases Attorney Nancy O'Hara & Drinker Biddle & Reath LLP can handle?
Drinker Biddle & Reath LLP can handle cases related to laws concerning Financial Services, Trusts. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Drinker Biddle & Reath LLP located?
Drinker Biddle & Reath LLP is located at 1 Logan Square #2000, Philadelphia, PA 19103, USA. You can reach out to Drinker Biddle & Reath LLP using their phone line (215) 988-2699. You can also check their website drinkerbiddle.com or email them at [email protected].
How much would it cost to hire Drinker Biddle & Reath LLP?
Nancy O'Hara lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Logan Square 1
Philadelphia 19103 PA US
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Broadway 42
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