Nicholas DiLorenzo is an associate in the financial services group. Mr. DiLorenzo advises U.S. registered investment companies and their investment advisers on a wide variety of regulatory, compliance and business matters.
He has assisted clients with developing and launching new funds, regulatory and compliance matters relating to existing funds, fund reorganizations and requests for exemptive relief from the Securities and Exchange Commission. Mr. DiLorenzo also advises boards of directors/trustees of U.S. registered investment companies on fund governance and fiduciary oversight matters.
While in law school, Mr. DiLorenzo completed an internship with the U.S. Securities and Exchange Commission’s Enforcement Division. In addition, he interned with the DirectEdge Stock Exchange, where he was exposed to SRO and securities regulation issues.
- New York University, Leonard N. Stern School of Business, B.S., 2009
- Boston University School of Law, J.D., 2012, Dean’s Award for Mutual Funds, Edward F. Hennessy Scholar, Article Editor of the Boston University Law Review
- New York
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