Noel M. Gruber provides full-service, business-minded transactional advice to financial institutions in matters pivotal to an institution’s course, such as mergers, acquisitions, tender offers, public and private securities offerings, bank formations and proxy contests, and other efforts to change management or policy.
As Senior Counsel in the Washington, D.C., office of Buckley Sandler LLP, he represents financial institutions throughout the United States on securities, corporate, transactional, and regulatory matters.
Mr. Gruber also has extensive experience handling matters such as periodic reporting and securities disclosure, Sarbanes-Oxley Act and Dodd-Frank Act compliance, compliance with corporate governance listing requirements of the national securities exchanges, holding company formations, regulatory reporting, applications and enforcement matters, executive compensation arrangements, employment agreements, voting agreements, new product and line of business development, as well as representation of issuers and underwriters in public offerings and private placements.
He frequently comments on proposed Securities and Exchange Commission (SEC) and bank regulatory rules that can have a significant impact on the banking industry and publicly reporting companies, and keeps clients informed on the legal and regulatory developments affecting their businesses.
Mr. Gruber received his J.D. from the University of Pennsylvania and his B.A. from New York University.