Richard Margolies

King & Spalding LLP

Richard B. Margolies, a partner in King & Spalding’s Government Matters practice, specializes in complex government and regulatory investigations, enforcement actions, securities and accounting violations and compliance procedures.

As a former Senior Counsel in FINRA’s Department of Enforcement, Richard handled numerous matters concerning securities fraud, conversion, market manipulation, mutual funds, unlicensed sale of securities, private securities transactions, outside business activities, suitability, Regulation S-P, anti-money laundering, corporate finance, and advertising regulations.

Richard also served as lead counsel for Enforcement in a litigated matter involving novel issues pertaining to foreign investment through the United States EB-5 program.

Prior to joining FINRA, Richard spent over twelve years in private practice where he litigated, both in state and federal courts, numerous complex class actions in the fields of securities, consumer financial services, mergers and acquisitions and corporate governance.

During that time, Richard served as lead counsel in matters involving violations of the federal securities laws, breaches of fiduciary duty, insider trading, market manipulation, improper financial reporting and accounting fraud.


  • M.B.A., New York University
  • J.D., New York Law School
  • B.S., Lehigh University


  • New York
  • U.S. District Court for the Eastern District of New York
  • U.S. District Court for the Southern District of New York


Rate : $$$

What types of cases Attorney Richard Margolies & King & Spalding LLP can handle?
King & Spalding LLP can handle cases related to laws concerning Financial Services, Corporate, Government. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is King & Spalding LLP located?
King & Spalding LLP is located at 1185 6th Ave #35th+floor, New York, NY 10036, USA. You can reach out to King & Spalding LLP using their phone line +1 212 827 4080. You can also check their website or email them at [email protected].
How much would it cost to hire King & Spalding LLP?
Richard Margolies lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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