Robert E. Plaze’s experience gives him a unique understanding of the SEC and the federal securities laws affecting our clients. Following nearly 30 years in the SEC’s Division of Investment Management, most recently as Deputy Director, Bob is a partner in Proskauer’s Registered Funds Group.
At the SEC, Bob was responsible for policy development and management of the key regulatory initiatives affecting investment companies and investment advisers, including rules governing fund and adviser compliance programs, money market funds, fund corporate governance, personal trading, custody and brokerage practices, prohibitions on “pay to play” practices, and protection of investor privacy.
After the passage of the Dodd-Frank Act, Bob was responsible for rulemaking requiring advisers to private funds to register with the SEC, providing new exemptions from registration and requiring reporting by certain exempt advisers.
Bob’s comprehensive outline of the SEC’s regulation of investment advisers is relied on by lawyers and compliance professionals throughout the industry.
Education :
Georgetown University, J.D., 1983
Georgetown University, A.B., 1978
Admissions & Qualifications : District of Columbia
Memberships : Chairman, Investment Management Committee, District of Columbia Bar.
Cost
Rate : $$$
What types of cases Attorney Robert Plaze & Proskauer Rose LLP can handle?
Proskauer Rose LLP can handle cases related to laws concerning Family. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Proskauer Rose LLP located?
Proskauer Rose LLP is located at 1001 Pennsylvania Ave NW #600, Washington, DC 20004, USA. You can reach out to Proskauer Rose LLP using their phone line 202.416.6692. You can also check their website proskauer.com or email them at rplaze@proskauer.com.
How much would it cost to hire Proskauer Rose LLP?
Robert Plaze lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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