Rob Plesnarski represents public and private companies, investment banks, private equity funds, hedge funds and other clients in US Securities and Exchange Commission regulatory, transactional and corporate matters.
Rob advises issuers, underwriters and institutional investors in US and international public and private offerings of equity and debt securities, with a particular focus on transactions involving equity derivatives and Rule 144 restricted or control securities.
Rob also counsels public companies and other clients in connection with federal and state securities laws, corporate governance and disclosure best practices, beneficial ownership reporting under Sections 13 and 16 of the Exchange Act and SEC enforcement matters.
Rob regularly provides advice with respect to the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Sarbanes-Oxley Act of 2002, the Dodd-Frank Wall Street Reform and Consumer Protection Act and the JOBS Act.
Prior to joining O’Melveny, Rob served as Deputy Chief Counsel for the SEC’s Division of Corporation Finance. Before joining the SEC, Rob practiced corporate and securities law at Arent Fox PLLC in Washington, DC.