Stephanie Nicolas

Wilmer Cutler Pickering Hale and Dorr LLP

Stephanie Nicolas is a partner in the firm’s Securities Department, and a member of the Broker-Dealer Compliance and Regulation and Futures and Derivatives Practice Groups. She joined the firm in 2001. Ms. Nicolas has extensive experience handling a broad range of broker-dealer regulatory and enforcement issues and conducting internal reviews and compliance audits.

She works with major investment banking firms, broker-dealers and other market participants to provide advice and develop policies and procedures for a broad range of securities issues and activities, including: information barriers and conflicts of interest; research activities; firm-wide supervision; trading and sales practices; capital markets; regulatory reporting and technology; and cross-border issues.

Ms. Nicolas has co-authored several articles on broker-dealer regulation, is a contributor to the Practicing Law Institute (PLI) Broker-Dealer Regulation treatise and speaks frequently at seminars sponsored by the Securities Industry and Financial Markets Association (SIFMA), PLI, and other organizations.

In 2018, she spoke at SIFMA’s Annual Legal & Compliance Seminar (Research Conflicts of Interest), SRP’s Annual Americas Structured Products and Derivatives Conference (SEC Standards of Conduct and Proposed Regulation Best Interest), and PLI’s Fundamentals of Broker-Dealer Regulation Conference.

EDUCATION :

  • JD, Georgetown University Law Center, 1999
  • BA, Brown University, 1994

ADMISSIONS : District of Columbia, New York.

Cost

Rate : $$$$

What types of cases Attorney Stephanie Nicolas & Wilmer Cutler Pickering Hale and Dorr LLP can handle?
Wilmer Cutler Pickering Hale and Dorr LLP can handle cases related to laws concerning Banking. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Wilmer Cutler Pickering Hale and Dorr LLP located?
Wilmer Cutler Pickering Hale and Dorr LLP is located at 1875 Pennsylvania Ave NW, Washington, DC 20006, USA. You can reach out to Wilmer Cutler Pickering Hale and Dorr LLP using their phone line 202.663.6825. You can also check their website wilmerhale.com or email them at [email protected].
How much would it cost to hire Wilmer Cutler Pickering Hale and Dorr LLP?
Stephanie Nicolas lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Wilmer Cutler Pickering Hale and Dorr LLP
Pennsylvania Avenue Northwest 1875
Washington 20006 DC US
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Lina Stillman

5.0
Broadway 42
New York 10006 NY US
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