Yoon-Young Lee

Wilmer Cutler Pickering Hale and Dorr LLP

Yoon-Young Lee is a partner in the firm’s Securities Department, the chair of the Broker-Dealer Compliance and Regulation Practice Group and a member of the Futures and Derivatives Practice Group. She joined the firm in 1988.

Ms. Lee’s practice has particular emphasis on broker-dealer regulation and securities compliance policies and procedures. She is also a member of the firm’s Management Committee.

Ms. Lee advises and represents broker-dealers and other financial institutions on various regulatory and compliance matters. She has worked with clients to devise and implement comprehensive policies and procedures to prevent the misuse of confidential information, to avoid conflicts of interests and to achieve compliance with federal securities laws and SRO regulations.

She has extensive experience with compliance reviews and audits as well as internal investigations. Her practice includes providing advice regarding information barriers, research analyst independence, insider trading, sales practices, capital markets trading issues, electronic communications, supervision and surveillance measures.

Ms. Lee speaks frequently at seminars sponsored by the Securities Industry and Financial Markets Association, on topics relating to securities laws and broker-dealer regulations. She is also a member of the National Asian Pacific American Bar Association, the Women’s Bar Association and the DC Bar Association.

EDUCATION :

  • JD, Harvard Law School, 1988
  • BA, Johns Hopkins University, 1985

ADMISSIONS : District of Columbia, Virginia.

Cost

Rate : $$$$

What types of cases Attorney Yoon-Young Lee & Wilmer Cutler Pickering Hale and Dorr LLP can handle?
Wilmer Cutler Pickering Hale and Dorr LLP can handle cases related to laws concerning Financial Services. We manually verify each attorney’s practice areas before approving their profiles and reviews on our website.
Where is Wilmer Cutler Pickering Hale and Dorr LLP located?
Wilmer Cutler Pickering Hale and Dorr LLP is located at 1875 Pennsylvania Ave NW, Washington, DC 20006, USA. You can reach out to Wilmer Cutler Pickering Hale and Dorr LLP using their phone line 202.663.6720. You can also check their website wilmerhale.com or email them at [email protected].
How much would it cost to hire Wilmer Cutler Pickering Hale and Dorr LLP?
Yoon-Young Lee lawyer charges are specific to each case. However, they work with contingency fees and its ranges from $$ to $$$. They also provide free consultation [and no obligation quotes] if you are interested to hire.
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Wilmer Cutler Pickering Hale and Dorr LLP
Pennsylvania Avenue Northwest 1875
Washington 20006 DC US
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Lina Stillman

5.0
Broadway 42
New York 10006 NY US
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